Wikipedia / NTRUEncrypt
Wikipedia / NTRUEncrypt
The NTRUEncrypt public key cryptosystem, also known as the NTRU encryption algorithm, is an NTRU lattice-based alternative to RSA and elliptic curve cryptography (ECC) and is based on the shortest vector problem in a lattice (which is not known to be breakable using quantum computers).
It relies on the presumed difficulty of factoring certain polynomials in a truncated polynomial ring into a quotient of two polynomials having very small coefficients. Breaking the cryptosystem is strongly related, though not equivalent, to the algorithmic problem of lattice reduction in certain latticess. Careful choice of parameters is necessary to thwart some published attacks.
Since both encryption and decryption use only simple polynomial multiplication, these operations are very fast compared to other asymmetric encryption schemes, such as RSA, ElGamal and elliptic curve cryptography. However, NTRUEncrypt has not yet undergone a comparable amount of cryptographic analysis in deployed form.
A related algorithm is the NTRUSign digital signature algorithm.
with convolution multiplication and all polynomials in the ring have integer coefficients and degree at most N-1:
NTRU has three integer parameters (N, p, q), where N is the polynomial degree bound, p is called the small modulus, and q is called the large modulus; it is assumed that N is prime, q is always (much) larger than p, and p and q are coprime. Plaintext messages are polynomials modulo p but ciphertext messages are polynomials modulo q. Concretely the ciphertext consists of the plaintext message plus a randomly chosen multiple of the public key, but the public key may itself be regarded as a multiple of the small modulus p, which allows the holder of the private key to extract the plaintext from the ciphertext.
History
The NTRUEncrypt Public Key Cryptosystem is a relatively new cryptosystem. The first version of the system, which was simply called NTRU, was developed around 1996 by three mathematicians (Jeffrey Hoffstein, Jill Pipher, and Joseph H. Silverman). In 1996 these mathematicians together with Daniel Lieman founded the NTRU Cryptosystems, Inc. and were given a patent (now expired) on the cryptosystem.
During the last ten years people have been working on improving the cryptosystem. Since the first presentation of the cryptosystem, some changes were made to improve both the performance of the system and its security. Most performance improvements were focused on speeding up the process. Up till 2005 literature can be found that describes the decryption failures of the NTRUEncrypt. As for security, since the first version of the NTRUEncrypt, new parameters have been introduced that seem secure for all currently known attacks and reasonable increase in computation power.
Now the system is fully accepted to IEEE P1363 standards under the specifications for lattice-based public-key cryptography (IEEE P1363.1). Because of the speed of the NTRUEncrypt Public Key Cryptosystem (see http://bench.cr.yp.to for benchmarking results) and its low memory use (see below), it can be used in applications such as mobile devices and Smart-cards. In April 2011, NTRUEncrypt was accepted as a X9.98 Standard, for use in the financial services industry.
Public key generation
Sending a secret message from Alice to Bob requires the generation of a public and a private key. The public key is known by both Alice and Bob and the private key is only known by Bob. To generate the key pair two polynomials f and g in R must satisfy the additional requirement that the inverses modulo q and modulo p (computed using the Euclidean algorithm must hold. So when the chosen f is not invertible, Bob has to go back and try another f.
Both f) are Bob's private key. The public key h is generated computing the quantity
Example: In this example the parameters (N, p, q) will have the values N = 11, p = 3 and q = 32 and therefore the polynomials f and g are of degree at most 10. The system parameters (N, p, q) are known to everybody. The polynomials are randomly chosen, so suppose they are represented by
Using the Euclidean algorithm the inverse of f modulo p and modulo q, respectively, is computed
Which creates the public key h (known to both Alice and Bob) computing the product
Encryption
Alice, who wants to send a secret message to Bob, puts her message in the form of a polynomial m. In modern applications of the encryption, the message polynomial can be translated in a binary or ternary representation. After creating the message polynomial, Alice randomly chooses a polynomial r with small coefficients (not restricted to the set {-1,0,1}), that is meant to obscure the message.
With Bob's public key h the encrypted message e is computed:
This ciphertext hides Alice's messages and can be sent safely to Bob.
Example: Assume that Alice wants to send a message that can be written as polynomial
and that the randomly chosen ‘blinding value’ can be expressed as
The ciphertext e that represents her encrypted message to Bob will look like
Decryption
Anybody knowing r could compute the message m by evaluating e - rh; so r must not be revealed by Alice. In addition to the publicly available information, Bob knows his own private key. Here is how he can obtain m: First he multiplies the encrypted message e and part of his private key f
By rewriting the polynomials, this equation is actually representing the following computation:
Instead of choosing the coefficients of a between 0 and q – 1 they are chosen in the interval [-q/2, q/2] to prevent that the original message may not be properly recovered since Alice chooses the coordinates of her message m in the interval [-p/2, p already lie within the interval [-q/2, q/2] because the polynomials r, g, f and m and prime p all have coefficients that are small compared to q. This means that all coefficients are left unchanged during reducing modulo q and that the original message may be recovered properly.
The next step will be to calculate a modulo p:
.
Knowing b to recover Alice's message by multiplication of b
.
Example: The encrypted message e from Alice to Bob is multiplied with polynomial f
where Bob uses the interval [-q/2, q/2] instead of the interval [0, q – 1] for the coefficients of polynomial a to prevent that the original message may not be recovered correctly.
Reducing the coefficients of a mod p results in
.
from Bob's private key to end up with the original message m
Which indeed is the original message Alice has sent to Bob!
Attacks
Since the proposal of NTRU several attacks on the NTRUEncrypt public key cryptosystem have been introduced. Most attacks are focused on making a total break by finding the secret key f instead of just recovering the message m. If f is known to have very few non-zero coefficients Eve can successfully mount a brute force attack by trying all values for f. When Eve wants to know whether f. If it has small coefficients it might be the secret key f, and Eve can test if f´ is the secret key by using it to decrypt a message she encrypted herself. Eve could also try values of g has small values.
It is possible to mount a meet-in-the-middle attack.
holds and such that they have the property
If f has d one's and N-d lowest coefficients of f the highest) with d holds.
The lattice reduction attack is one of the best known and one of the most practical methods to break the NTRUEncrypt. In a way it can be compared to the factorization of the modulus in RSA. The most used algorithm for the lattice reduction attack is the Lenstra-Lenstra-Lovász algorithm. Because the public key h contains both f and g one can try to obtain them from h. It is however too hard to find the secret key when the NTRUEncrypt parameters are chosen secure enough. The lattice reduction attack becomes harder if the dimension of the lattice gets bigger and the shortest vector gets longer.
The chosen ciphertext attack is also a method which recovers the secret key f and thereby results in a total break. In this attack Eve tries to obtain her own message from the ciphertext and thereby tries to obtain the secret key. In this attack Eve doesn't have any interaction with Bob.
How it works:
:
such that
Example:
Then K.
Reducing the coefficients of a mod p, Eve finds:
Because c was chosen to be a multiple of p, m can be written as
.
Now if f and g have few coefficients which are the same at the same factors, K has few non zero coefficients and is thereby small. By trying different values of K the attacker can recover f.
By encrypting and decrypting a message according to the NTRUEncrypt the attacker can check whether the function f is the correct secret key or not.
Security and performance improvements
Using the latest suggested parameters (see below) the NTRUEncrypt public key cryptosystem is secure to most attacks. There continues however to be a struggle between performance and security. It is hard to improve the security without slowing down the speed, and vice versa.
One way to speed up the process without damaging the effectiveness of the algorithm, is to make some changes in the secret key f. First, construct f, in which F is a small polynomial (i.e. coefficients {-1,0, 1}). By constructing f this way, f is invertible mod p, which means that Bob does not have to actually calculate the inverse and that Bob does not have to conduct the second step of decryption. Therefore, constructing f but f is still hard to recover. In this case f has coefficients different from -1, 0 or 1, because of the multiplication by p. But because Bob multiplies by p to generate the public key h, and later on reduces the ciphertext modulo p, this will not have an effect on the encryption method.
Second, f can be written as the product of multiple polynomials, such that the polynomials have many zero coefficients. This way fewer calculations have to be conducted.
According to the 2020 NTRU NIST submission the following parameters are considered secure:
Table 1: Parameters
References
Jaulmes, E. and Joux, A. A Chosen-Ciphertext Attack against NTRU. Lecture Notes in Computer Science; Vol 1880. Proceedings of the 20th Annual International Cryptology Conference on Advances in Cryptography. pp.20–35, 2000.
Jeffrey Hoffstein, Jill Pipher, Joseph H. Silverman. NTRU: A Ring Based Public Key Cryptosystem. In Algorithmic Number Theory (ANTS III), Portland, OR, June 1998, J.P. Buhler (ed.), Lecture Notes in Computer Science 1423, Springer-Verlag, Berlin, 1998, 267–288.
Howgrave-Graham, N., Silverman, J.H. & Whyte, W., Meet-In-The-Middle Attack on a NTRU Private Key.
J. Hoffstein, J. Silverman. Optimizations for NTRU. Public-Key Cryptography and Computational Number Theory (Warsaw, September 11–15, 2000), DeGruyter, to appear.
A. C. Atici, L. Batina, J. Fan & I. Verbauwhede. Low-cost implementations of NTRU for pervasive security.
External links
strongSwan Open Source IPsec solution using NTRUEncrypt-based key exchange
- Embedded SSL/TLS Library offering cipher suites utilizing NTRU (wolfSSL)